Turn a topic or headline into a focused client conversation. Bring together the source, the planning questions, and the information you need before recommending a next step.
BUILD YOUR CONVERSATION AGENDA
A more useful client meeting starts here.
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THE PERIMETER / MEETING NOTES
Fraud & wealth protection
THE SOURCE TO READ
Deputy Director Mark Paoletta’s Remarks to the Financial Literacy and Education Commission
A convincing name, website or introduction does not authenticate an investment or a payment instruction. Strong safeguards use independently verified contacts, clear permissions and a pause before sensitive changes.
Discussion priority
Clarify the decision, time horizon and constraints.
Questions to explore
How are money-movement instructions independently verified?
Who can access accounts and who can change contact information?
What happens if a family member suspects exploitation or incapacity?
How do I check a professional and report a concern?
Bring to the conversation
Verify advisor and firm details in official databases.
Review account access and authentication settings.
Document trusted contacts and escalation procedures.
An educational agenda. Review source material and adapt to the client’s circumstances. Professionals should follow their own compliance and recordkeeping procedures before sharing.
